REGULATORY COMPLIANCE
Compliance & AML
End-to-end regulatory compliance and AML/CFT framework design for DFSA and ADGM regulated entities.
OVERVIEW
What Is Compliance & AML?
Regulatory compliance in the UAE demands both technical precision and commercial judgement. NOESIS provides regulated entities with the expertise to build robust compliance frameworks — and the ongoing support to keep them current.
Our compliance practitioners have held MLRO and Compliance Officer roles inside regulated firms across DIFC, ADGM, and DWTC — giving us an insider’s perspective.
WHAT'S INCLUDED
Service Components
01
AML/CFT Framework Design
Designing and implementing robust AML/CFT policies, procedures, and controls aligned with FATF and UAE regulations.
02
MLRO & Compliance Officer Support
Providing qualified MLRO and Compliance Officer support for DFSA, ADGM, and UAE Central Bank requirements.
03
Customer Due Diligence (CDD)
CDD and Enhanced Due Diligence (EDD) programmes for client onboarding, ongoing monitoring, and periodic reviews.
04
Regulatory Reporting
Suspicious Activity Reports (SARs), goAML submissions, and regulatory correspondence management.
05
Compliance Audits & Gap Analysis
Independent reviews of your compliance framework with a detailed remediation roadmap.
06
Training & Awareness
Tailored AML/CFT training programmes for boards, senior management, and frontline staff.
BEGIN TODAY
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Speak with one of our senior advisors today. All initial conversations are completely confidential.